| Articles on
USP 797
"A Primer on USP CHAPTER <797>",
© , by David W. Newton, Lawrence A Trissel,
International Journal of Pharmaceutical Compounding,
Jul/Aug 2004
"PHARMACEUTICAL COHPOUNDING-STERILE PREPARATIONS," and
USP PROCESS FOR DRUG and PRACTICE STANDARDS
Editor's Kote
In January 2004, Chapter in the United States
Pharmacopeia 27 became the first practice standards for
sterile pharmacy compounding in US history that may be
enforced by the US Food and Drug Administration. Dr.
Newton is chairman and Mr. Trissel is a member of the
2000-2005 Sterile Compounding Committee(a) of the Council
of Experts of the United States Pharmacopeial Convention.
Dr. Newton and Mr. Trissel are not available to interpret
Chapter to persons or organizations outside the United
States Pharmacopeial Convention. An outlined summary of
the features of Chapter , whose author represents a vendor
of isolation chambers, was recently published in the
International Journal of Pharmaceutical Compounding.'
Introduction and Purpose
For the past 6 years Dr. Newton has taught a required
pharmaceutical calculations course for first-year PharmD
students, to whom he cautions:
* "When one pharmacist's mistake hurts or kills a
person, it hurts all pharmacists." A similar plea to avoid
harm to patients when compounding sterile preparations was
sounded in a recent editorial in the American Journal of
Health-System Pharmacy.2 Most importantly, such apparent
compounding failures harm patients more than they hurt the
profession of pharmacy.
* "A pharmacist is often a patient's last chance for
safe drug therapy." In 2001 and 2002 patients died in
North Carolina nnd California from meningitis resulting
from pharmacy-compounded corticosteroid suspensions that
were injected intraspinally.3 Because both of those
injections were not being produced by their industrial
manufacturers, pharmacy compounding became some patients'
last chance for both effective and safe therapy.
Chapter "Pharmaceutical Compounding-Nonsterile
Preparations" and Chapter in the United States
Pharmacopeia (USP) 27 are not the first enforceable United
States Pharmacopeial Convention (USP) standards for
pharmaceutical practices, ie, as opposed to standards for
articles (drugs and drug dosage forms), tests and assays.
Many previous revisions of the USP included enforceable
pharmaceutical practice standards in the "Prescribing and
Dispensing," "Preservation, Packaging, Storage" and
"Labeling" sections of the General Notices. Furthermore,
Chapter "Radiopharmaceuticals for Positron Emission
Tomography-Compounding" has been official since USP 19 in
1999, but it was introducer! in 1996 as informational
Chapter .b
The authority for the USP to set official standards was
established with the passage of the 1906 Pure Food and
Drugs Aet by the US Congress and was explained in a recent
article in the International Journal of Pharmaceutical
Compounding (IJPC).4 Chapter in the 2004 USP 275-6 has
attracted both respect and criticism because (1) it may be
partly or fully enforced at the discretion of the US Food
and Drug Administration (FDA), (2) it has been cited as a
practice expectation by the Joint Commission on
Accreditation of Healthcare Organizations (JCAHO),7 and
(3) state pharmacy boards may require compliance with its
practices and conditions.
The purposes of this primer are:
* To describe the history, process, and rationale of
USP Chapter .
* To describe the general USP process and the USP-FDA
relationship regarding official pharmaceutical standards.
* To reduce inaccurate and conflicting interpretations
of Chapter by persons and organizations interested in and
affected by Chapter .
Are Enforceable Sterile Compounding Standards
Necessary?
Judged by the opinions of some non-USP pharmacists and
other health-related individuals and organizations, the
answer to this question is yes. The following are opinions
from JC]AHO:
"The provisions of the [Federal Food, Drug and
Cosmetic] Act, and USP-NF standards are enforceable by the
Food and Drug Administration. Thus, USP-NF standards must
be considered applicable federal law and regulation, and
as such, the Joint Commission [on Accreditation of
Healthcare Organizations] will expect compliance with
them."7
"Based on a national survey last year, only S.2% of
hospitals were in compliance with similar guidelines.
Evidence seems to indicate that the quality controls
necessary to ensure patient safety with regard to
compounding sterile drugs may be insufficiently practiced
in many of the nation's hospitals, and that major changes
will be required to come into compliance with these new
federal requirements [USP Chapter ]."c
Note: The bracketed words shown in the above citation
were added by the authors of this article.
The American Society of Hospital Pharmacists (ASIIP),
and USP produced voluntary sterile and nonsterile
compounding standards in 1992 and 1995, respectively.
Richard Talley, the editor of AS HP's journal (American
Journal of Hospital Pharmacy), recently stated the
following:
". . . .after decades of effort by many to ensure the
safe compounding of sterile prescriptions. . . . Why are
there substantial gaps between expert advice [emphasis
added] on compounding sterile prescriptions and what is
seen in practice or admitted by practitioners [emphasis
added]? When pharmacists first began compounding
intravenous admixtures in hospitals, some nurses and
physicians expressed concern that, since those pharmacists
were far removed from patients' bedsides, they might
become indifferent, negligent [emphasis added] or careless
[emphasis added] in providing this service. It appears
that some have [emphasis added], and this must be
corrected [emphasis added]."2 Mr. Talley's editorial
opinion refers to the results of a 2002 survey of 182
hospital pharmacies regarding their compliance with ASHP's
2000 Guidelines on Quality Assurance for Pharmacy-Prepared
Sterile Products. The authors ofthat study drew the
following conclusion: "Quality assurance practices for
some quality domains showed low compliance with the 2000
ASIIP guidelines. Rates of compliance with the 2000 ASHP
guidelines leave much room for improvement."8
The summary opinion about USP Chapter from Mr. Joseph
Deffenbaugh, ASHP's Director of Public Health and Quality
and liaison to USP for compounding activities, is "This is
all about patient safety. Let's not forget what the
purpose of all this is."7
In 2001, FDA investigators tested 29 samples of
compounded medications from 12 Internet pharmacies.9 The
following are the salient findings:
* Thirteen injections, 9 ophthalmies, 1 inhalation, 2
implants and 4 oral dosage forms were tested.
* Nine of the tested samples failed assay for potency
[less than 90% of labeled strength],
* One of the tested samples failed limulus amebocyte
lystate (LAL) testing for bacterial endotoxins, but none
that should have been sterile tested to be unsterile.
* Five of the tested samples lacked expiration
[beyond-use] dates.
* The 34% failure rate [10/29) ot compounded
preparations is large compared to less than 2% for 3,000
manufactured products tested by the FDA since 1996.
Note: The bracketed words shown, in the statistical
information above were added by the authors of this
article.
With the rapid growth of pharmacokinetics after the
mid-196Os, it became clear that clinical response to drugs
correlated better with drug in plasma concentrations than
with the amount of the administered dose. Consequently, in
1975 USP adopted enforceable in vitro dissolution test
standards for its solid oral capsule and tablet dosage
forms, and extended those in the 1990s to capsules and
tablets of minerals and water-soluble vitamins. The
obvious premise for those article-specific standards was
that if active ingredients cannot adequately dissolve in
vitro they cannot be expected to be absorbed in vivo.
USP dissolution standards were initially met with
protest from pharmaceutical manufacturers. Today some
vendors of vitamin and mineral tablets use this USP
requirement for apparent marketing promotion by adding
label statements, such as "Meets USP dissolution time."
USP introduced those dissolution standards to enhance
therapeutic effectiveness, but it transformed sterile
compounding practices to enforceable status for
therapeutic safety.
Prohibition gangster Al Capone was right when he said,
"You get more cooperation with a kind word and a gun than
with just a kind word." When the word g?m is used
figuratively to mean FDA enforcement of sterile
compounding standards instead of literally to mean
criminal extortion of money, the outcome of safe treatment
daily for thousands of US patients justifies the
cooperation of compounders. This theme was asserted in the
following 2002 excerpt by a private practice pharmacist
who began compounding in 1988 but added sterile
preparations later.
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